Francesc
QUEIXALÓS
CELIA
(CNRS-IRD) / LALI (Universidade de Brasília)
After Scott DeLancey has, in the opening of this volume, straightened
out some of the more frequent conceptual imbroglios concerning ergativity, I
feel compelled to say a word on what this notion refers to in my own work. An
ergative pattern is one in which core arguments of the basic transitive
construction display a mapping between their semantic roles and their
morphosyntactic properties such that the patient is formally ranked above the
agent. "Basic" is to be understood in terms of semantic
prototypicality, simpler formal definitory features, and higher frequency in
discourse. "Formally ranked above" has two readings: 1) an argument
is non-marked in terms of coding devices, i.e. it is coded in the same way as
the sole argument of the basic intransitive construction; 2) an argument is
privileged for accessing syntactic phenomena sensitive to some hierarchy of
arguments, in much the same way as the sole argument of the basic intransitive
construction. Thus, collapsing ergativity with passive is discarded because
passive is neither basic nor transitive; with inverse because inverse is not
basic; with (classical) split intransitivity because there is, in its case, no
intransitive construction to be called more basic than the other. Whether or
not one and the same argument captures properties 1) and 2) yields,
respectively, homogenous ergativity (morphology and syntax) or heterogenous
ergativity (only morphology). Notice that by these definitions, the difference
between the nominative-accusative pattern and the absolutive-ergative pattern
rests solely on how semantic roles map onto morphosyntactic entities. (A clear
parallel to this is the direct-indirect object vs. primary-secondary object
distinction.) If we were to neglect the existence of semantic roles — or,
rather, their mapping onto formal properties — there would be no difference to
be made between the nominative-accusative pattern and the absolutive-ergative
pattern (nor between the direct-indirect object pattern and the
primary-secondary object pattern). Now, it is also true that if we were to do
such a thing, we would probably deprive ourselves of any possibility of
understanding the fundamental asymetry between both kinds of patterns, namely,
the fact that cross-linguistically ergativity is predominantly heterogenous
while accusativity is massively homogenous.
Katukina is a rather isolating language[1], with a parcimonious morphology
mainly concerning person, direction, and aspect affixes. Person prefixes
distinguish three persons and two numbers. TAM particles are pervasive in
discourse in certain dialects (Itaquai), and scarce in others (Bia). The
language displays ergative patterning at morphological and syntactic levels. I
will first present a split in transitive constructions, showing the extent to
which each pattern, accusative vs. ergative, is internally consistent. As far
as coreference is concerned, the accusative construction seems more consistent
than the ergative construction. I will take this as the basis for a hypothesis
concerning their asymmetry in terms of diachrony.
Two transitive construction types.
Two clausal constituents. Order: verb phrase - noun phrase. Case
morphology on the noun internal to verb phrase, the verber. No
morphology on the external noun, the verbee[2].

![]()
verber
VRB verbee
|
(2)ITQ? |
[mapiri-na |
duni] |
takara |
|
|
|
Snake-MkCase |
Catch |
Hen |
|
|
|
'snake cought hen' |
|||
Two clausal
constituents. Order: verb phrase - noun phrase. No case morphology either on the noun internal
to verb phrase, the verbee, or on the external noun, the verber.
(3)

![]()
![]()
verbee VRB verber
|
(4)ITQ? |
[takara |
duni] |
mapiri |
|
|
|
Hen |
Catch |
Snake |
|
|
|
'snake cought hen' |
|||
The accusative construction is about ten times less frequent in texts
than the ergative construction.
Motivations are unclear. Maybe genericity of verbee: in the
accusative construction the latter is often generic; first and second person
cannot occur in verbee position in the accusative construction[4]; sometimes the accusative
construction is translated by the informant as a cleft focussing on the verber
"it was X who did such and such things to Y".
Here I justify "ergative",
"acusative" and "marked case".
As far as intransitive is concerned, there is only one construction
type: two clausal constituents; order verb phrase - noun phrase; no pronominal
morphology either on verb or on noun.
(5) VRB unic
|
(6) |
hoki |
Kariwa |
|
|
Talk |
NonIndian |
|
|
'the non-Indian talked' |
|
Morphological alignment appears only in ergative construction
- marked case on verber noun phrase / no
mark either on verbee or on unic
- pronominal prefix on
transitive verb for verber / no affix for either verbee or unic
|
(7)ITQ? |
a-duni |
takara |
|
|
3ºSingular-Catch |
Hen |
|
|
'it cought hen' |
|
In the accusative construction we see neither case marker on noun nor
pronominal affix on verb.
This
identifies a marked case, present on the verber of the ergative
construction (but also, with the same suffix, on genitive noun and object of
postposition; phonologically, the case marker appears as procliticized onto the
phrase head; it is "homophonous" [of course, this is plausibly no
homophony] with an oblique allative suffix [present on the Bia but not on the
Itaquai], used for spatial target and recipient [possibly oblique] of
"give").
External to verb phrase and postposed to it:
unic, and 1) verbee in ergative construction, 2) verber in accusative construction.
Internal to verb phrase: verber in ergative construction, verbee
in accusative construction; no word (particle, adverb) can intervene between
the internal argument and the verb.
In both
constructions, the external argument can be moved, whereas the internal
argument cannot move out of the verb phrase without changing or loosing its
argument status[5].
2.2.3 Nominalization, relativization,
focalization, pronominalization by demonstrative, pronominalization by zero,
show an alignment between verbee and unic in ergative
construction (see Queixalós 2003). Most of these constructions have yet to be
fully tested on the accusative examples, if occurring. But, concerning the
accusative construction, I can already assess
that, differently from verbee, verber is accessible to omission:
|
(8)ITQ |
[tukuna |
makoniok] |
Ø |
|
|
|
People |
GiveAdvise |
|
|
|
|
'He gave advise to the people' |
|||
and to focus:
|
(9)ITQ? |
adu |
na |
[wiri |
hak] |
|
|
1º |
Focus |
Pig |
Arrow |
|
|
'I arrowed a pig' |
|||
Patterns of
coreference seem to be more stable and consistent in accusative constructions
than in ergative constructions.
As far as I
can see, there is no difference in Katukina between conjuntion reduction (he1
went out and Ø1 ~ he1 coughed)) and zero pronominalization (each time
John1 went out Ø1 coughed, impossible
in English). The possibility of a choice between zero and an explicit full
pronoun [in fact between Ø/prefix versus a pronominal noun phrase] allows the
latter to signal that a switch in reference is taking place (disjoint
reference)[6]. We will see an example of that
below, in (17).
Differently
from Dyirbal (Dixon 1994 : 162), Katukina displays an accusative coreference
pivot on the accusative construction.[7]
An example
of coordination in which a verber controls[8] a subsequent unic is:
|
(10)ITQ |
[tukuna1 |
buhuk] |
Tamakori2 |
tona |
niama Ø2[9] |
|
|
|
People |
Make |
Tamakori |
Leave |
Then |
|
|
|
'Tamakori2 created the people and then
left2' |
|||||
Conversely, a unic in a
controlling a subsequent verber in b:
|
(11)BIA a |
da/adik |
Tamakori1 |
hak-dik ... |
|
|||||||
|
|
GoOut |
Tamakori |
House-Locative |
|
|||||||
|
|
'Tamakori1 left his house ...' |
||||||||||
|
b |
... [wanadakbii |
ha/ori2 |
buhuk] |
niama |
Ø1 |
|
|||||
|
|
PalmSp. |
Rope |
Make |
Then |
|
|
|||||
|
|
'... and then he1 made a palm sp. rope'[10] |
|
|||||||||
We can even
observe a coreference pivot between a verbed in ergative construction
and a verber in accusative construction, but in what should maybe be
seen, due to the absence of niama, as a continuous sequence of two
syntactically unconnected sentences:
|
(12)BIA a |
[piida1-na |
homan] |
oon2 ... |
|
|
|
Jaguar-MkCase |
Call |
Toad |
|
|
|
'the jaguar1 called the toad2 ...' |
|
||
|
b |
... a1-pata |
[kori/on3 |
waikman] |
Ø2 |
|
|
3º-Onto |
Vine |
Throw |
|
|
|
'... he2 threw a vine down to him1'[11] |
|||
These
examples lend some support to the notion of a non marked case subsuming those
of absolutive in the ergative pattern and nominative in the accusative pattern:
both arguments are external to the verb phrase.
It is
fairly mixed as far as coreference patterns are concerned, but displays some
typical facts of ergative alignments, the latter seeming impressionistically
predominant in texts. Here I must mention the preliminar counts on referential
distance and topic persistence that Spike Gildea made on one of my texts a few years ago, which seem to show a
higher discourse topicality of verber in relation to verbee[12].
Each time
it is possible, I will try to illustrate the patterns by identifying the
argument status of controller referents (antecedents) and controlled referents
(pronominal forms, including zero). Two factors have to be considered
concerning the controller-controlled relation: linear order and mutual
structural position (the latter being rendered in terms of c-command in the
generative framework).
The issue
concerning control of reflexive (I do not include possessive in "reflexive")
does not arise, since the reflexive construction is equivalent to an
intransitivization of the verb.
|
(13)ITQ? |
i-tohik |
Owi |
|||||
|
|
1ºSingular-See |
Owi |
|
|
|||
|
|
'I saw Owi' |
||||||
|
(14)ITQ? |
tohik-i |
Owi |
|
||||
|
|
See-Intransitivizer |
Owi |
|
||||
|
|
'Owi saw herself' |
|
|||||
The -i
sufix is specialized in intransitivization for reflexivity purposes. No
reflexive pronominal form occurs.
Now, the
possessive proper can be controlled by either argument. By the verbee,
as in:
|
(15)ITQ? |
[a1-obatyawa-na |
todiuk] |
Mayon1 |
|
|
|
3ºSingular-Wife-MkCase |
Hate |
Mayon |
|
|
|
'Mayon1's wife hates him1'
(litt.: His1 wife hates Mayon1') |
|||
Here, the antecedent does not
precede the anaphoric expression, but it c-commands it, see (1).
Or by the verber, as in:
|
[Dahwi1-na |
bobo] |
a1-batsawa |
|
|
|
|
Dahwi-MkCase |
Beat |
3ºSingular-Wife |
|
|
|
'Dahwi1 beat his1 wife' |
|||
Here, the antecedent does precede
the anaphoric expression, but it does not c-command it.
Verber control of possessive on verbee,
as in (16),
seems to be obligatory when verbee comes after, since, in that order,
disjoint reference (i.e. non expected) must be signalled by insertion of a noun
phrase, for example a third person pronoun:
|
[Dahwi1-na |
ti] |
anyan2-na |
wa |
takara |
||
|
|
Dahwi-MkCase |
Kill |
3º-MkCase |
RGN[13] |
Hen |
|
|
|
'Dahwi1 killed his2 hen' |
|||||
The verber can control the
possessive on the verbee even though the verbee comes first:
|
(18)ITQ |
ma1-wa |
baohnin |
[paiko |
hinuk1-na |
manamana-nin] |
tyaninhan |
|
|
|
3ºPlural-RGN |
Garden |
Grand-Father |
Collective-MkCase |
Make-Progressive |
LongAgo |
|
|
|
'our grand-fathers1 were making their1
gardens long ago ' |
|
|||||
Here, none of both conditions
(order, structural position) is met.
But in this
circumstance control ceases to be obligatory:
|
(19)ITQ |
ma2-obatyawa |
[kotyia1-na |
dyo/oro] |
|
|
|
3ºPlural-Wife |
Otter |
Sodomize |
|
|
|
'otters1 sodomized their2
wives' |
|
||
There is
some asymetry between both arguments concerning their ability to control
possessive on non-core noun phrases, in that verbee aligns more clearly
with unic. Respectively:
|
(20)ITQ? |
[Dahwi1-na |
bobo] |
ityaro2 |
a2-wa |
hak-naki |
||
|
|
Dahwi-MkCase |
Beat |
Woman |
3ºSingular-RGN |
House-Locative |
||
|
|
'Dahwi1 beat the woman2 in her2
house' |
|
|||||
|
(21)ITQ? |
horon |
Dahwi-na |
obatyawa1 |
a1-wa |
panera-katu |
||
|
|
GetBurnt |
Dahwi-MkCase |
Wife |
3º-RGN |
Pot-With |
||
|
|
'Dahwi's wife1 got burnt with her1
pot' |
|
|||||
Control by verber seems to be less natural. We can get
|
(22)ITQ? |
[Poroya1-na |
tohik] |
Dahwi2 |
a1-wa |
hak-naki |
|
|
|
Poroya-MkCase |
See |
Dahwi |
3ºSingular-RGN |
House-Locative |
|
|
|
'Poroya1 saw Dahwi2 in his1
house' |
|
||||
but most of the time the informant changes the scene so as to have the verbee
in his own house, or shifts to a construction resuming the verber noun
phrase.
|
(23)ITQ? |
[Poroya-na |
bobo] |
Dahwi |
Poroya-na |
wa |
hak-to |
|
|
|
Poroya-MkCase |
Beat |
Dahwi |
Poroya-MkCase |
RGN |
House-Locative |
|
|
|
'Poroya beat Dahwi in Poroya's house' |
|
|||||
which is formally equivalent to introducing a new participant in the
owner slot, as in
|
(24)ITQ? |
horon |
Dahwi-na |
obatyawa1 |
anyan2-na |
wa |
panera-katu |
|
|
|
GetBurnt |
Dahwi-MkCase |
Wife |
3º-MkCase |
RGN |
Pot-With |
|
|
|
'Dahwi's wife1 got burnt with his/her2
pot' |
|
|||||
To be honest, I have also one single example where the informant
resumes the verbee noun phrase.
|
(25)ITQ? |
[Poroya-na |
bobo] |
Dahwi |
Dahwi-na |
wa |
hak-to |
|
|
|
Poroya-MkCase |
Beat |
Dahwi |
Dahwi-MkCase |
RGN |
House-Locative |
|
|
|
'Poroya beat Dahwi in Dahwi's house' |
|
|||||
We will not be able to get a complete picture of the situation
here, since many relevant data are lacking.
There is no
coordination marker. What we have are paratactic sequences (unless intonation
give clues to coordination, but this aspect has not not been studied yet). But
the discourse connecting particle niama makes two sentences more tightly
linked to each other than the lack of the particle. Here again I distinguish
controller and controlled in the sense mentioned above.
As far as controlling is concerned, once again verbee and unic
show more affinities to each other than any of both to verber.
Unic controls a subsequent unic,
|
(26)ITQ? |
waokdyi |
opatyin1 |
dyadyi |
niama |
Ø1 |
|
|
|
Arrive |
Child |
Sing |
Then |
|
|
|
|
'The child1 arrived and then he1
sang' |
|
||||
as it controls a subsequent verbee:
|
waokdyi |
Nodia1, |
[Yowai2-na |
tohman] |
niama |
Ø1 |
... |
|
|
||
|
|
Arrive |
Nodia |
Yowai-MkCase |
Kill |
Then |
|
|
|
|
|
|
|
'Nodia1 arrived, and then Yowai killed
him1 ...' |
|||||||||
(The sentence ends with
|
b |
... |
dadyoran-nin |
Ø1 |
ton |
|
|
|
Enter-Progressive |
|
Locative |
|
|
'... as
he1 came in'). |
|||
Verbee controls a subsequent unic:
|
[dyoori1-na |
man] |
wa |
hinuk2, |
dadohan |
niama |
Ø2 |
||
|
|
Termite-MkCase |
Do |
Woman |
Collective |
ClimbUp |
Then |
|
|
|
|
'the termite advised the women, and then the latter
climbed up (a tree)' |
|
||||||
Verbee's control of subsequent verbee will be
shown through what I call homothetic coreference (verbee controls verbee,
verber controls verber). Compare a and c:
|
i-tyanhwan, |
tyiktyikna |
adik, |
[a1-daman] |
niama |
wa2 ... |
|||||||
|
|
1º-SisterInLaw |
Urinate |
We |
3º-Say |
Then |
Woman |
||||||
|
|
'hey, sister-in-law, let's go urinate! she then said
to the woman...' |
|
||||||||||
|
b |
... [a1-dahu-nin] |
Ø2 ... |
||||||||||
|
|
3º-Take-Progressive |
|||||||||||
|
|
'...taking her (down to the river), ...' |
|||||||||||
|
c |
... [a1-ti] |
niama |
Ø2 |
wah-tata |
|
|||||||
|
|
3º-Kill |
Then |
|
River-Locative |
|
|||||||
|
|
'...and then she killed her in the river' |
|
||||||||||
But
homothetic coreference does not test any kind of alignment, since it
shows no asymetry between both arguments.
If we
compare the following example to (28),
we get a sort of minimal pair showing that control of a subsequent unic
is possible for verbee (28) and for verber as well (30), thus revealing the lack or
weakness of a coreferential pivot. Both are extracted from the same episode of
one single text.
|
[...] [wa1-na |
da-man] |
dyoori2, |
da/an |
niama |
Ø1 |
||
|
|
Woman-MkCase |
WhileLeaving-Do |
Termite |
Go |
Then |
|
|
|
|
'[...] the women said to the termite, and then they
went away' |
||||||
Now let us
turn to subordination. Subordination is not easy to identify, since 1)
independent clauses can appear without any TAM particle while keeping their
grammaticality; 2) the person prefix paradigm is retained in all transitive
clauses built along the ergative pattern, be they independent or dependent; 3)
morphemes which seem to be used as subordinators display other — probably more
basic — functions in independent clauses. For example -nin is a gerund
marker, as well as a progressive aspect marker in independent clause; niama
is a purpose subordinator, and a discourse connector 'then' on independent clause; ninwu is a
purpose subordinator, and also a volition auxiliary in independent clause[14]. The following fragment shows both
functions of niama, first syntactic, then discoursive[15]:
|
[pida1-na |
odantabu] |
waadyo2 ... |
|
|||||||
|
|
Jaguar-MkCase |
RunAfter |
Monkey |
|
||||||
|
|
'jaguar1 ran after monkey2 ...' |
|||||||||
|
b |
... [a1-ti] |
niama |
Ø2, ... |
|
||||||
|
|
3ºSingular-Kill |
Purpose |
|
|
||||||
|
|
'... to kill1 it2,
...' |
|
||||||||
|
c |
... dadyoran |
niama |
Ø2 |
|
||||||
|
|
Enter |
Then |
|
|
||||||
|
|
'... and then it2 entered (into a hole)' |
|
||||||||
b cannot be interpreted as coordinated — niama's
discoursive function — meaning 'then itjaguar killed itmonkey'
since the monkey has got to stay alive in order to enter the hole in c.
So, for the time being, I will have to rely on
semantics — and other expedients — more than I would like to for sorting out
what I will be calling subordinate clauses[16]. Note the homothetic coreference
between a and b, and also the verbee as controller in a
and b of a subsequent unic in c.
The
progressive morpheme as a gerund mark we have already seen in (27)b,
and perhaps in (29)b.
Another example is[17]:
|
(32) ITQ? |
[o/-na |
tohik] |
Wura1 |
totatomahik-nin |
Ø1 |
|
|
|
SomeoneElse-MkCase |
See |
Wura |
Die-Gerund |
|
|
|
|
'someone else saw Wura1 as he1
died' |
|
||||
(The exact nature of Ø here
has not been tested, i.e. whether it should be seen as a zero pronoun or the
trace of Wura's raising. The test is easier for the subordinate ergative
verber, due to its explicit case mark, which it looses when raised to
the matrix verbed position.) The informant rejects the sentence without
-nin, behaviour which I interpret as a clue to the subordinate status of
the second clause. In one reading of Ø we would have again a verbee
as controller of a subsequent unic. Now we see a gerund with a
controlled verbee:
|
horon |
Dahwi-na |
obatyawa1 |
[a-wa |
panera-na |
bok-nin] Ø1 |
||
|
|
GetBurnt |
Dahwi-MkCase |
Wife |
3ºSingular-RGN |
Pot-MkCase |
Roast-Gerund |
|
|
|
'Dahwi's wife got burnt with her pot' (litt.: 'Dahwi's wife1 got burnt, her pot
roasting her1') |
|
|||||
My use of the term gerund does
not imply any "same subjet" kind of constraint on coreference, no
matter what should or could be called "subject" in this language. In
both (33)-(34), one of
the arguments of the gerund clause finds its antecedent in the main clause. In
(33) a verbee
is controlled by a unic — if verbee were subject, we would have a
"same subjet" gerund. But in (34)
it is a verber (a2-) which is controlled
by a verbee (Ø2) in a sequence of two transitive
clauses.
|
[ma1-man-na] |
Ø2 |
wiri |
[a2-man-nin] |
|
|
|
3ºPlural-Do-Directional |
|
WildPig |
3ºSingular-Do-Gerund |
|
|
'they1 sent him2 get2
wild pigs' |
|||
An example of homothetic coreference
in subordination appears in
|
[paiko |
hinuk1-na |
todiuk-nin] |
Ø2 |
[ma1-hakhak] |
ninwu |
Ø2 |
||
|
|
Elder |
Collective-MkCase |
Fight-Progressive |
|
3ºPlural-Stab |
Purpose |
|
|
|
|
'the elders1 were fighting them2
planning to stab1 them2' |
|
||||||
So, if we could prove that what we
have in (31)b,
(33) and
(35) are
non finite subordinate clauses, we would be facing what in Kakutina would look
most like a PRO[18], parallel to Dyirbal's (Dixon
(1994:168)
|
(36) |
yabu1-Ø |
[Numa2-Ngu |
giga-n] |
Ø1 |
[gubi3-Ngu |
mawa-li] |
|
|
|
Mother-Absolutive |
Father-Ergative |
Send-NonFuture |
|
Doctor-Ergative |
Examine-Purpose |
|
|
|
'Father2
sent mother1 for the doctor3 to examine her1' |
|
|||||
The interesting fact, of course, is
that in both languages the putative PRO is a verbee.
We have
seen 1) a consistent accusative pattern of coreference in the accusative
construction — to be confirmed by supplementary data, of course —; 2) a
weak ergative pattern of coreference in
the ergative construction. The overall picture is obscured because in
several occasions I am unable to state, for the phenomenon currently described,
two basic conditions concerning the grammatical status of phonologically null
noun phrases: 1) obligatoriness of zero realization, and 2) obligatoriness of
coreference. For sure, the existence of coreference pivots is no obligation for
a language[19]. But Katukina, with its poor
morphology, seems to be the kind of language where reference tracking devices
should operate on the basis of invisible rules sensitive to the arguments
hierarchy as observed through constituency and accessibility.
I would
like to put forth the idea, based on a few preliminary and non systematic
observations of languages other than Katukina, that 1) each time a so-called
ergative language displays various kinds of splits in transitivity, coreference
is among the phenomena that work on an accusative basis (Pano could be an
example among others[20]; Dyirbal could be a
counter-example, with its coding devices split between nouns and pronouns, and
its homogeneous ergative coreference pattern[21]); 2) if a so-called ergative
language displays a single split, the accusative facet of the split is about
coreference, e.g. yanomami (Ramirez 1994), karao (Brainard 1997).
The
diachronic reading of this idea I include within a hypothesis which says not
only that ergativity is precarious in nature (Givon's "self
defeating" pattern; see also Nichols 1993), but that 1) its fate is to
gradually shift to accusativity; 2) this shift takes place along a relatively
fixed path, beginning with syntax then moving on into morphology, and within
syntax, beginning with coreference then continuing with accessibility and
constituency phenomena.
(37) The accusativization path:
Syntax Morphology
![]()
... ...
![]()
Coreference
Other
First line
of (37)
shows Givón's idea (2001 : 219) that behaviour and control properties undergo
diachronic change before morphological properties, because of their greater
exposure to discourse pressures (topicality, in the case of the
accusativization path). The second line represents Givón's idea (1997a) that in
karao the accusative pattern for coreference is a historical retention of
accusative properties.
Turning
back to Katukina, if the outline in (37)
is correct, the weak ergative pattern of coreference observed in the data of
3.2 is the result of a diachronic erosion, corresponding to the first steps of
the language on the path of accusativization. This would imply that at former
diachronic stages, coreference in Katukina was more strongly anchored in the
ergative pattern. A fact that could be
reminiscent of such a former stage: the use of antipassive, a typical feature
of ergative patterning of constructions, for coreference purposes, when a verber
has to be controlled by a unic or by a verbee. We saw in (34) a very
simple way to achieve this, in fact a way consistent with the lack of pivot or,
maybe, a split pivot with control verbs proper. The other way to make this
available, now consistent with the existence of a strong ergative-type pivot,
is turning the second clause to an antipassive, so as to get the verber
in the external argument's position:
|
[Nodia1-na |
pikan] |
Owi2 |
wa-tohik |
tu |
niama Ø2 |
||
|
|
Nodia-MkCase |
Hear |
Owi |
Antipassive-See |
Negation |
Then |
|
|
|
'Nodia1 heard Owi2, but she2
did not see (him1)' |
|
|||||
A more natural example, but less neat[22], is
|
[i-tohman] |
anyan1 |
tya |
bo, |
wa-biwik-nin |
Ø1 |
kotu |
da |
||
|
|
1º-Shoot |
3º |
Future |
Exclamatory(?) |
Antipassive-Smoke-Gerund |
|
Particle |
Again |
|
|
|
'I'll shoot that one1 if he1
smokes[23] again' |
|
|||||||
In Dyirbal — where coreference splits are unknown — the antipassive is
also obligatory in this case:
|
(40) |
yara1 |
[gubi2-nggu |
balga-n], |
jugumbil3-gu |
Ø1 |
jilwal-ng-nyu |
|
|
ManAbsolutive |
Doctor-Ergative |
Hit-NonFuture |
Woman-Dative |
|
Kick-Antipassive-NonFuture |
|
|
'the doctor2 hit de man1 and
he1 kicked the woman3'[24] |
|||||
Within my
hypothesis for Katukina, (38)-(39) would be
conservative, reflecting a stage similar to Dyirbal's, whereas (34) would be
innovative.
Now the
issue arises of the position of the accusative alignment within this diachronic
picture. Let us assume that the idea of coreference being the very first
ergative pattern eroded by accusativization of the morphosyntax is right. And
let me remind that in Dyribal the coreference pattern within the accusative
construction is all the way ergative. How could the Katukina pattern of
coreference be so consistent within the accusative construction, while
being so seriously damaged within the
ergative construction? Only if the accusative construction in Katukina were no
innovation towards accusativity — as plausibly are many accusative
constructions in transitive splits — but a testimony of what was, in
pre-ergative times, the form of the basic active transitive construction.
Of course
this suggests a historical scenario for the origin of ergativity in Katukina —
I am not speaking of motivation[25]. We had once an accusative language
with constituency and order of elements as
(42) [VRB]
unic
Eventually
there appears a formally intransitive
construction where the verb whether receives a genitive person prefix or heads
a noun phrase with verber as adnominal complement, duly marked for
genitive case. The verbee is the subject of the nominal predicate. Now,
the construction type (41) needs not be eliminated, it just
ceases to be the most basic one.
(43) [pp-VRB] verbee = Pig is [his killing]
(44) [verber-genitive VRB] verbee = Pig
is [John's killing]
What makes
the clause transitive, and hence ergative, is the recovery of finite verb
properties by the former nominalized verb. This is something I have no clear
idea of how it has been achieved in Katukina. Plausibly through the TAM
particles, so discoursively prolific in certain dialects and so scarce in
others. Whether this difference, at first sight in style rather than in
grammar, is in fact imputable to the mentioned process of recovery will
probably remain to be investigated until access to comparative data is granted.
That will only have a real chance
to happen if we manage to discover the location of the Katawixi indians,
supposing they are not an isolated or extinct society.
References
BATH, D.
N. S. 1991. Grammatical relations. The evidence against their necessity and
universality, London & New York, Routledge
BIGGS, B.
(1974. "Some problems of Polynesian grammar" Journal of the
Polynesian Society, 83, Auckland
BITTNER,
M. & HALE, K. 1996. "Ergativity: Toward a Theory of a Heterogeneous Class", Linguistic Inquiry 27.4, 531-604
BRAINARD,
S. 1997. "Ergativity and Grammatical Relations in
Karao", Givón, T. 1997b.
GIVON, T.
1983. "Topic continuity in discourse: the functional domain of switch
reference" Haiman, J. & Munro,
P. (eds.) Switch-Reference and Universal Grammar, John Benjamins,
Amsterdam/Philadelphia
1997a
"Introduction" Givón, T. 1997b.
1997b. (ed.) Grammatical Relations. A
Functionalist Perspective, Typological studies in language, 35,
Amsterdam/Philadelphia, John Benjamins
LEVINSON,
S. 1987. "Pragmatics and the grammar of anaphora" Journal of
Linguistics, 23, pp. 379-434
MEL’CUK, I. 1983. “Grammatical subject and the problem of the ergative
construction in Lezgian” Haronson, H.
& Darden, B. (eds) Proceedings of the second conference on the
non-Slavic languages of the USSR, 5, pp. 246-293
MITHUN,
M. 1991. "The role of motivation in the emergence of grammatical
categories: the grammaticalization of subjects" Approaches to grammaticalization
02, Traugott, E. & Heine, B. (eds.), Amsterdam, John Benjamins, pp. 160-184
NICHOLS,
J. 1993. "Ergativity
and linguistic geography" Australian Journal of Linguistics 13:
39-89
PAYNE,
Th. 1982. "Role and reference related subject properties and ergativity in
Yupi’k Eskimo and Tagalog", Studies in Language, 6, pp. 75-106
RAMIREZ, H. 1994. Le Parler Yanomamö des Xamatauteri. Doctoral Dissertation, Aix-en-Provence, Université de Provence
[1] Family Katukina, state of Amazonas, Brazil. itq heads data from Itaquai river (also known as the Kanamari "language") . bia heads data from Bia river. Question mark: elicited data. Square brackets: verb phrase in transitive clause. MkCase means "marked case".
[2] See see Section 2.1 for verbal morphology. See Queixalós (2003) for justification of the "semantic" labels verber and verbee.
[3] An accusative alignment which I will not comment on here concerns the imperative construction: the only allowed noun phrase is that of the verbed of transitives.
[4] But there are examples of generic verbee in the ergative construction and examples of specific verbee in the accusative construction. Examples of the latter include
1) a determined noun:
|
(a)ITQ? |
[itian |
koya |
buhuk] |
idik |
|
|
This |
Beverage |
Make |
You |
|
|
'you made this beverage' |
|||
(other informants (Bia) reject this construction, as they reject it with a possessive instead of demonstrative, switching to ergative construction), or
2) a third person pronoun:
|
(b) ITQ? |
anyan |
duni |
mapiri |
|
|
|
3º |
Catch |
Snake |
|
|
|
'snake cought him' |
|||
(other informants (Bia) reject this construction), or
3) a proper noun:
|
(c)BIA? |
[Antonio |
tohikman] |
Ayobi |
|
|
|
Antonio |
LookAt |
Ayobi |
|
|
|
'Ayobi looked at Antonio' |
|
||
or even
4) a bare noun whose referent is pointed to within the conversation scene:
|
(d) BIA |
[oman |
toki] |
adu |
|
|
Pole |
Put |
1º |
|
|
'I put that pole' |
||
Examples (a)-(c), if confirmed at least for ITQ, would show the difference between accusative constructions and what could be read as noun incorporation. The test is not always available for distinguishing between both types of structures on formal grounds, but it seems that noun incorporation is always redistributive (i.e. it preserves the grammatical relations slots), keeping the ergative pattern.
[5] Occurring with no case mark, for example.
[6] Levinson (1987: 384), among others: "the more 'minimal' a form, the stronger the preference for a co-referential reading". In terms of testing constructions for antecedents, I('ll) will make no difference between zero and verb prefix (Givón 1982: both "correspond to the coding points of highest topic continuity").
[7] Katukina is more like Yidiny, in that coreference alignments parallel coding alignments (Dixon 1994: 175).
[8] I('ll)will be using 'control' for the relation between an anaphoric expression — including zero — and its antecedent, in a broader sense than that which appears in so-called control constructions/verbs (promise, persuade, etc.).
[9] Ø is noted for the sake of clarity in reading the examples. Its order relative to niama is inferred from examples like (31)a below.
[10] Data from Zoraide dos Anjos.
[11] Data from Zoraide dos Anjos.
[12] Quoting Spike's comments: "The agents of transitive clauses are definitely topical, and they are the primary topic a substantial percent of the time." Notwithstanding, "topic persistance counts for O [my verbed, FQ] are surprisingly high". There is here an issue that desserves attention from our part: what is the kind of consistence that we can expect to observe between statistical results of topicality counts and grammatical constraints on coreference? Particularly in a context of mixed coreference, it seems to me that it is quite possible to see in the same piece of discourse predominant grammatical coreference patterns of the ergative type and an overall more topical verber in discourse. For example: a series of ten transitive clauses with same verber, say he1 did such and such things, among which are three clauses of the type
1) (...and) he1 met Paul2 in his2 house
and one clause of the type
2) (...and) he1 met Peter2 in his1 house
This would lend in discourse a ratio of 11/1 anaphoric mentions in favor of verber, but a ratio of 3/1 instances of intraclause control of possessive in favor of the verbee.
[13] Relational generic noun (so-called "possessive classifiers"); see Queixalós (2005).
[14] Wu is the verb 'want'.
[15] I ('ll) will tentatively give a different gloss for each function.
[16] Levinson (1987), elaborating on Haviland's description, notes that "nearly all the so-called subordinate constructions in Guugu Yimidhirr, including the purposive, can occur as main clauses".
[17] I now introduce the Gerund-gloss.
[18] The hallmark for subjectness in certain framewoks (Bittner & Hale 1996).
[19] See Mithun (1991) and Bath (1991), on morphologically rich languages.
[20] If we discard alignment in relativization as a kind of coreference alignment: in Shipibo-Konibo (Valenzuela 2002), relativization is ergative, but coreference is accusative.
[21] It is unclear whether yupik should be held as another counter-example (Payne 1982).
[22] "Natural" because it was spontaneously uttered by the informant in the middle of an elicitation session. Less neat because antipassive here could have a semantic motivation.
[23] Litterally "suck", transitive.
[24] Taken from Comrie (2003), where probably ng = N, and -Ø absolutive is not markerd.
[25] For syntactically ergative languages, Givón assumes an accusative ® inverse ® ergative path instead of the more general passive origin assumption. Another possible non passive origin would be what I call the intransitive languages (Mel'cuk's (1984) Lezgh, Biggs' (1973) Polynesian).